Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (7 Feb 2011 to 31 Dec 2012)
-
- CF30 Customer (1 Nov 2007 to 16 May 2008)
- CF1 Director (27 Feb 2002 to 2 Apr 2004)
- CF11 Money Laundering Reporting (27 Feb 2002 to 14 May 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.