Isio Investment Solutions Limited

• Principal Place of Business

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

  Web

  https://www.isio.com

• Complaints Contact

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Commercial, Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Day

  IRN MXD00054

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Apr 2002)
• Neil Alexander Campbell

  IRN NAC01104

  • CF30 Customer (8 Jun 2012 to 14 Oct 2015)
• Neil Brindle Andrew Otty

  IRN NBO00009

  • [FCA CF] Client dealing (since 30 Apr 2025)
• Nicholas Griffin

  IRN NXG01166

  • CF16 Significant Mgt (Desgntd Investment Business) (18 Dec 2003 to 1 Jun 2004)
• Nicholas Joseph Prouvost

  IRN NJP01166

  • [FCA CF] Client dealing (23 Mar 2020 to 8 Dec 2021)
• Orlando Christian Harvey Wood

  IRN OCH01004

  • CF10 Compliance Oversight (19 Apr 2004 to 8 Aug 2008)
  • CF1 Director (24 Mar 2003 to 23 Oct 2009)
• Paul Nicholas Geeson

  IRN PNG01025

  • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
  • CF30 Customer (11 Jun 2012 to 11 Feb 2015)
  • CF1 Director (19 Apr 2007 to 8 Dec 2019)
• Rachel Philippa Crowther

  IRN RPC01064

  • CF30 Customer (1 Nov 2007 to 9 Nov 2012)
  • CF22 Investment Adviser (Trainee) (25 Apr 2007 to 31 Oct 2007)
• Richard Harvey Slater

  IRN RHS00031

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
  • SMF3 Executive Director (9 Dec 2019 to 7 Dec 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Oct 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Dec 2023)
  • Responsible for Insurance Mediation (14 Sep 2017 to 30 Sep 2018)
  • CF1 Director (18 Oct 2011 to 8 Dec 2019)
  • CF30 Customer (15 Aug 2011 to 8 Dec 2019)
• Richard Laurence Hurley

  IRN RLH01084

  • CF2 Non Executive Director (1 Dec 2013 to 5 Sep 2017)

No changes recorded yet.