Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (23 Oct 2023 to 20 Sep 2024)
- [FCA CF] Manager of certification employee (23 Oct 2023 to 20 Sep 2024)
-
- [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 7 Dec 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Oct 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Dec 2023)
- Responsible for Insurance Mediation (14 Sep 2017 to 30 Sep 2018)
- CF1 Director (18 Oct 2011 to 8 Dec 2019)
- CF30 Customer (15 Aug 2011 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 8 Oct 2010)
- CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.