Isio Investment Solutions Limited

• Principal Place of Business

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

  Web

  https://www.isio.com

• Complaints Contact

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Commercial, Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sean Walter Glasgow

  IRN SWG00016

  • CF21 Investment Adviser (27 Jul 2006 to 31 Jan 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Nov 2002)
• Shona Amanda Fleming

  IRN SAF01071

  • CF21 Investment Adviser (2 Jul 2004 to 28 Jul 2006)
  • CF22 Investment Adviser (Trainee) (2 Jun 2004 to 2 Jul 2004)
• Stephen James Longworth

  IRN SJL01168

  • CF22 Investment Adviser (Trainee) (22 Feb 2002 to 1 Apr 2002)
• Stuart Mackenzie Diack

  IRN SXD25319

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jun 2020 to 30 Nov 2020)
• Stuart Neil Hawkes

  IRN SNH01023

  • SMF16 Compliance Oversight (since 19 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Sep 2024)
• Stuart Neil Woodward

  IRN SNW01045

  • CF11 Money Laundering Reporting (31 Dec 2011 to 31 May 2016)
• Tamsin Jane Abbey

  IRN TJA01054

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 26 May 2023)
  • CF2 Non Executive Director (15 Nov 2017 to 8 Dec 2019)
• Thomas Moffat Whiteley

  IRN TMW01022

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
  • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
• Thomas Robert Wright

  IRN TRW01053

  • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
  • CF30 Customer (6 Jul 2012 to 8 Dec 2019)
• Wayne Davidson

  IRN WXD01073

  • CF30 Customer (1 Nov 2007 to 11 Sep 2015)
  • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jul 2006 to 13 Oct 2006)

No changes recorded yet.