Isio Investment Solutions Limited

• Principal Place of Business

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

  Web

  https://www.isio.com

• Complaints Contact

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Commercial, Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• William James Aitken

  IRN WJA00001

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Oct 2023)
  • CF30 Customer (10 Dec 2015 to 8 Dec 2019)
• William Mark McClintock

  IRN WMM01017

  • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 26 May 2023)
  • CF3 Chief Executive (21 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (4 May 2012 to 13 Apr 2016)
  • CF1 Director (4 May 2012 to 8 Dec 2019)
• William Richard Duncumb

  IRN WRD01024

  • SMF3 Executive Director (9 Dec 2019 to 26 Sep 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Aug 2022)
  • CF1 Director (11 Jun 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Jun 2014 to 8 Dec 2019)
• Yeside Oladele Hadijat Kazeem

  IRN YOK01000

  • CF30 Customer (20 Apr 2010 to 7 Oct 2011)
• Yin-Tse Loh

  IRN YTL01002

  • CF30 Customer (6 Apr 2010 to 21 Dec 2010)
• Yona Aryeh Chesner

  IRN YAC01002

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
  • CF30 Customer (11 Sep 2013 to 8 Dec 2019)

No changes recorded yet.