William Mark McClintock

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Isio Investment Solutions Limited (no longer approved here)
FRN 196669
- SMF1 Chief Executive (9 Dec 2019 to 26 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
- CF3 Chief Executive (21 Aug 2015 to 8 Dec 2019)
- CF30 Customer (4 May 2012 to 13 Apr 2016)
- CF1 Director (4 May 2012 to 8 Dec 2019)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF30 Customer (1 Nov 2007 to 8 Oct 2010)
- CF22 Investment Adviser (Trainee) (22 May 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.