iSAM Securities (UK) Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

  Web

  https://www.isam.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Leanne Godsell

  IRN LXG01550

  • SMF3 Executive Director (since 19 Mar 2024)
  • [FCA CF] Significant management (since 8 Sep 2020)
  • [FCA CF] Material risk taker (since 8 Sep 2020)
• Marco Maggioni

  IRN MXM03018

  • [FCA CF] Client dealing (9 Nov 2020 to 7 Dec 2022)
  • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
• Marie Antoine Jean Claude Francois

  IRN MAF01169

  • CF30 Customer (26 Jan 2015 to 8 Dec 2019)
• Matthew Chichester

  IRN MXC01175

  • [FCA CF] Client dealing (since 25 Jul 2024)
• Monica Comyns

  IRN MXC01597

  • CF10 Compliance Oversight (26 Sep 2017 to 9 Feb 2018)
• Neil Jones

  IRN NXJ00081

  • [FCA CF] Significant management (1 Mar 2021 to 16 Apr 2024)
  • [FCA CF] Material risk taker (1 Mar 2021 to 16 Apr 2024)
• Neill Burger

  IRN NBB01024

  • [FCA CF] Material risk taker (since 2 Aug 2023)
  • [FCA CF] Significant management (since 2 Aug 2023)
  • CF30 Customer (13 Nov 2014 to 8 Dec 2019)
• Nicholas Symons

  IRN NXS00696

  • [FCA CF] Client dealing (10 Feb 2025 to 15 Dec 2025)
• Nik Wood

  IRN NJW01210

  • [FCA CF] Client dealing (9 Nov 2020 to 14 Jul 2023)
  • CF30 Customer (30 Jul 2018 to 8 Dec 2019)
• Oliver Beaumont

  IRN OXB00142

  • [FCA CF] Client dealing (6 Oct 2023 to 1 Apr 2024)

No changes recorded yet.