Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
iSAM Securities (UK) Limited
FRN 629586
- [FCA CF] Significant management (since 2 Aug 2023)
- [FCA CF] Material risk taker (since 2 Aug 2023)
- CF30 Customer (13 Nov 2014 to 8 Dec 2019)
-
iSAM Funds (UK) Limited
FRN 779166
- [FCA CF] Significant management (since 13 Nov 2020)
- [FCA CF] Manager of certification employee (since 13 Nov 2020)
- [FCA CF] Material risk taker (since 13 Nov 2020)
- [FCA CF] Client dealing (since 13 Nov 2020)
- CF30 Customer (30 Jun 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.