iSAM Funds (UK) Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

  Web

  https://www.isam.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072588357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Giovanni Magi

  IRN GXM00511

  • [FCA CF] Client dealing (since 7 Jul 2025)
  • [FCA CF] Algorithmic trading (since 25 Oct 2022)
• Guillaume Santoro

  IRN GXS00314

  • [FCA CF] Algorithmic trading (30 Nov 2020 to 6 Jan 2021)
  • [FCA CF] Client dealing (19 Nov 2020 to 6 Jan 2021)
• Guy Burton

  IRN GXB15109

  • [FCA CF] Algorithmic trading (6 Nov 2020 to 9 Jun 2025)
  • [FCA CF] Client dealing (6 Nov 2020 to 9 Jun 2025)
  • CF30 Customer (21 May 2019 to 8 Dec 2019)
• Hugh Arthur McLaren Tallini

  IRN HAT01030

  • [FCA CF] Algorithmic trading (since 10 Jan 2025)
  • [FCA CF] Manager of certification employee (since 10 Jan 2025)
  • [FCA CF] Client dealing (since 10 Jan 2025)
• Iain Row

  IRN IXR00074

  • [FCA CF] Client dealing (since 28 Sep 2022)
• Ian Dennis

  IRN ILD01014

  • [FCA CF] Manager of certification employee (1 Aug 2023 to 29 Mar 2024)
  • [FCA CF] Material risk taker (22 Sep 2022 to 29 Mar 2024)
  • [FCA CF] Algorithmic trading (6 Nov 2020 to 29 Mar 2024)
  • [FCA CF] Client dealing (6 Nov 2020 to 29 Mar 2024)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
• Ian Moreton

  IRN IJM01102

  • [FCA CF] Significant management (since 13 Nov 2020)
  • [FCA CF] Material risk taker (since 13 Nov 2020)
  • CF28 Systems and controls (30 Jun 2017 to 8 Dec 2019)
• Jaco De Wet Wentzel

  IRN JDW01190

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Jun 2017 to 13 Sep 2017)
  • CF11 Money Laundering Reporting (30 Jun 2017 to 10 Apr 2019)
• Jake Callaghan

  IRN JEC01282

  • [FCA CF] Algorithmic trading (since 1 Sep 2020)
  • [FCA CF] Client dealing (since 1 Sep 2020)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
• James David Turner

  IRN JDT01102

  • [FCA CF] Client dealing (since 10 Mar 2026)
  • [FCA CF] Algorithmic trading (since 10 Mar 2026)
  • CF30 Customer (30 Jun 2017 to 23 Nov 2018)

No changes recorded yet.