iSAM Funds (UK) Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

  Web

  https://www.isam.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072588357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• James Gavin

  IRN JXG00195

  • [FCA CF] Client dealing (since 25 Nov 2024)
  • [FCA CF] Algorithmic trading (since 25 Nov 2024)
• James Husband

  IRN JWH01161

  • CF30 Customer (30 Jun 2017 to 14 Mar 2019)
• Jamie Drummond

  IRN JXD09410

  • [FCA CF] Client dealing (6 Nov 2020 to 8 Oct 2021)
  • [FCA CF] Algorithmic trading (6 Nov 2020 to 8 Oct 2021)
  • CF30 Customer (18 Dec 2018 to 8 Dec 2019)
• Jason SHER

  IRN JXS02954

  • [FCA CF] Client dealing (since 6 Nov 2020)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
• Jeremy Taylor

  IRN JFT01058

  • [FCA CF] Manager of certification employee (since 11 Jan 2023)
  • [FCA CF] Material risk taker (since 6 Nov 2020)
  • [FCA CF] Significant management (since 6 Nov 2020)
  • [FCA CF] Algorithmic trading (since 6 Nov 2020)
  • [FCA CF] Client dealing (since 6 Nov 2020)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
  • CF29 Significant management (30 Jun 2017 to 8 Dec 2019)
• Jonathan Rowland

  IRN JXR01787

  • [FCA CF] Significant management (13 Nov 2020 to 1 Jun 2022)
  • [FCA CF] Material risk taker (13 Nov 2020 to 1 Jun 2022)
  • CF29 Significant management (30 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
• Jonathon Mateo

  IRN JXM00828

  • [FCA CF] Client dealing (6 Jul 2021 to 6 Mar 2026)
  • [FCA CF] Algorithmic trading (6 Jul 2021 to 6 Mar 2026)
• Katie Christensen

  IRN KXH01652

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (4 Apr 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Apr 2019 to 8 Dec 2019)
• Keith Johnston

  IRN KXJ00185

  • [FCA CF] Client dealing (since 20 May 2024)
  • [FCA CF] Algorithmic trading (since 20 May 2024)
• Kyriakos Ioannou

  IRN KXI01136

  • CF30 Customer (30 Jun 2017 to 2 Jul 2018)

No changes recorded yet.