iSAM Funds (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
40 Leadenhall StreetLondonEC3A 2BJUNITED KINGDOM- Phone
- +442072589940
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Complaints Contact
40 Leadenhall StreetLondonEC3A 2BJUNITED KINGDOM- Phone
- +442072588357
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Leanne Godsell
IRN LXG01550
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Aug 2018 to 8 Dec 2019)
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Lilly Gourbin
IRN LXG06335
- CF30 Customer (21 Sep 2018 to 8 Dec 2019)
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Louise Corrigan
IRN LXC01837
- [FCA CF] Client dealing (13 Nov 2020 to 16 Apr 2024)
- CF30 Customer (10 Jul 2017 to 8 Dec 2019)
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Lukasz Grochowski
IRN LXG00185
- [FCA CF] Algorithmic trading (since 5 Nov 2021)
- [FCA CF] Client dealing (since 5 Nov 2021)
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Magdalena Fillo
IRN MJF01326
- [FCA CF] Client dealing (13 Nov 2020 to 16 Nov 2020)
- CF30 Customer (9 Dec 2017 to 8 Dec 2019)
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Mark Kralj-Taylor
IRN MXK00417
- [FCA CF] Algorithmic trading (8 Nov 2021 to 4 Jul 2024)
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Massoud Mussavian
IRN MXM01320
- [FCA CF] Client dealing (6 Nov 2020 to 2 Oct 2023)
- [FCA CF] Algorithmic trading (6 Nov 2020 to 2 Oct 2023)
- [FCA CF] Manager of certification employee (6 Nov 2020 to 1 Aug 2023)
- [FCA CF] Material risk taker (6 Nov 2020 to 21 Sep 2022)
- [FCA CF] Significant management (6 Nov 2020 to 1 Aug 2023)
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Matteo Vicino
IRN MXV00146
- [FCA CF] Client dealing (since 11 Jan 2023)
- [FCA CF] Algorithmic trading (since 11 Jan 2023)
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Matthew Chichester
IRN MXC01175
- [FCA CF] Algorithmic trading (since 25 Nov 2024)
- [FCA CF] Client dealing (since 25 Nov 2024)
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Milena Georgieva
IRN MXG00390
- [FCA CF] Algorithmic trading (20 Sep 2021 to 30 Sep 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.