Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
iSAM Securities (UK) Limited
FRN 629586
- [FCA CF] Significant management (since 13 Nov 2020)
- [FCA CF] Material risk taker (since 13 Nov 2020)
- CF30 Customer (28 Apr 2015 to 14 Jul 2016)
- CF1 Director (28 Apr 2015 to 3 Jul 2017)
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iSAM Funds (UK) Limited
FRN 779166
- [FCA CF] Material risk taker (since 13 Nov 2020)
- [FCA CF] Significant management (since 13 Nov 2020)
- CF28 Systems and controls (30 Jun 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.