Ironshield Capital Management LLP

Date authorised
1 April 2013
Companies House
OC320528
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Bream's Buildings
    London
    EC4A 1HP
    UNITED KINGDOM
    Phone
    +442038824665
    Web
    https://www.ironshieldcapital.com

  • Complaints Contact

    4 Bream's Buildings
    London
    EC4A 1HP
    UNITED KINGDOM
    Phone
    +442038824665

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Phillip Gregory Chapple

    IRN PGC01077

    • CF30 Customer (1 Nov 2007 to 29 Apr 2010)
    • CF10 Compliance Oversight (26 Jun 2007 to 29 Apr 2010)
    • CF4 Partner (26 Jun 2007 to 29 Apr 2010)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Jun 2007 to 29 Apr 2010)
  • Piotr Pawel Ossowicz

    IRN PPO01006

    • CF30 Customer (8 May 2015 to 23 Sep 2019)
  • Pushkar Acharya

    IRN PXA01289

    • [FCA CF] Client dealing (19 Jul 2021 to 11 Oct 2021)
  • Robert Dodge

    IRN RXD01442

    • CF30 Customer (9 Oct 2009 to 25 Jun 2010)
  • Roger Samuel Robert Devlin

    IRN RSD01055

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (26 Apr 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (26 Apr 2010 to 8 Dec 2019)
    • CF4 Partner (26 Apr 2010 to 8 Dec 2019)
  • WAYNE LI

    IRN WXL01162

    • CF30 Customer (29 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.