Date authorised
11 December 1985
Companies House
00426475
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +447495838901
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402038245589

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Joseph Charlton

    IRN KJC01039

    • CF29 Significant management (1 Nov 2007 to 10 Sep 2008)
    • CF1 Director (4 Jul 2005 to 30 Apr 2007)
    • CF18 Significant Mgt (Insurance Underwriting) (4 Jul 2005 to 31 Oct 2007)
  • Kelvin Ka-Fai Wong

    IRN KXW00502

    • [FCA CF] Significant management (since 8 Apr 2026)
  • Kenneth Leslie Lambert

    IRN KLL01012

    • CF1 Director (AR) (14 Jan 2005 to 30 Jun 2011)
  • Kevin John Fisher

    IRN KXF00198

    • SMF18 Other Overall Responsibility (since 18 Jul 2024)
  • Laura Emma Heather Evans

    IRN LXE00093

    • [FCA CF] Significant management (since 16 Feb 2026)
  • Lisa Siggery

    IRN LXS01495

    • CF1 Director (18 Feb 2011 to 31 Oct 2011)
  • Lyn Alan Carslake

    IRN LXC01108

    • CF1 Director (AR) (1 Dec 2006 to 31 Dec 2013)
  • Mark Haviland Bacon

    IRN MXB02712

    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 6 Jun 2017)
    • SIMF23 Underwriting Risk Oversight Officer (Lloyd's) (7 Mar 2016 to 6 Jun 2017)
    • CF1 Director (AR) (23 Nov 2011 to 6 Jun 2017)
    • CF2 Non Executive Director (AR) (5 May 2011 to 31 Dec 2013)
    • CF1 Director (9 Mar 2011 to 6 Mar 2016)
  • Martin Hall

    IRN MXH01989

    • SMF23 Chief Underwriting Officer (since 24 Jul 2025)
    • SMF3 Executive Director (since 17 Feb 2023)
    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 17 Feb 2023)
    • SIMF22 Chief Underwriting Officer Function (6 Feb 2018 to 9 Dec 2018)
  • Maurice James Goddard

    IRN MJG01232

    • CF15 Internal Audit (1 Dec 2001 to 31 May 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.