Date authorised
11 December 1985
Companies House
00426475
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +447495838901
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402038245589

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Clemens Anton Lange

    IRN MCL01049

    • CF1 Director (1 Dec 2001 to 30 Apr 2003)
  • Michael Clive Watson

    IRN MCW01041

    • CF2 Non Executive Director (AR) (7 Dec 2011 to 31 Dec 2013)
  • Michael George Dawson

    IRN MGD01033

    • CF2 Non Executive Director (24 Jul 2003 to 30 Sep 2004)
    • CF1 Director (1 Dec 2001 to 24 Jul 2003)
    • CF3 Chief Executive (1 Dec 2001 to 24 Jul 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Jul 2003)
  • Michael John Logsdon

    IRN MJL01274

    • CF1 Director (AR) (16 Feb 2007 to 15 Jun 2010)
  • Michael John Wilkins

    IRN MJW01538

    • CF1 Director (17 Mar 2010 to 19 Apr 2013)
  • Michele Jean Faull

    IRN MJF01280

    • SMF11 Chair of the Audit Committee (since 3 Dec 2021)
  • Mohammad Omar Khan

    IRN MXK00637

    • [FCA CF] Significant management (since 16 Feb 2023)
  • Nathan Ott

    IRN NXO00106

    • Director of firm who is not a certification employee or a SMF manager (19 May 2021 to 19 Mar 2026)
  • Neil Alan Utley

    IRN NAU00003

    • CF1 Director (AR) (1 Dec 2006 to 2 Apr 2007)
    • CF3 Chief Executive (4 Jul 2005 to 31 Oct 2010)
    • CF8 Apportionment and Oversight (4 Jul 2005 to 31 Oct 2010)
    • CF1 Director (4 Jul 2005 to 31 Oct 2010)
  • Nicholas Andrew Lerway

    IRN NAL01050

    • CF1 Director (AR) (24 Nov 2010 to 4 May 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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