Investment Funds Direct Limited

Date authorised
1 April 2013
Companies House
01610781
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403450766140
    Web
    https://www.mandg.com/wealth/platform

  • Complaints Contact

    Investment Funds Direct Ltd
    Trimbridge House
    Trim Street
    Bath
    Bath And North East Somerset
    BA1 1HB
    UNITED KINGDOM
    Phone
    +4403451203022

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Milen Mihnev

    IRN MXM04704

    • [FCA CF] Significant management (since 21 Nov 2025)
  • Mitchell Dawe

    IRN MXD00270

    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 22 Apr 2022)
  • Neil Michael Donnelly

    IRN NMD01060

    • SMF16 Compliance Oversight (27 Dec 2020 to 5 Feb 2021)
  • Neil Murray

    IRN NXM01482

    • CF29 Significant management (12 Oct 2009 to 13 Nov 2012)
    • CF1 Director (12 Oct 2009 to 31 Oct 2015)
  • Nicholas Andrew Courtenay-Smith

    IRN NAS01041

    • CF2 Non Executive Director (6 Jan 2003 to 26 Feb 2004)
  • Nick Meikle

    IRN NRM01080

    • SMF24 Chief Operations (9 Dec 2019 to 8 Jan 2020)
  • Nicola Mary Riding

    IRN NMR01045

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 May 2020)
  • Nigel James Unwin

    IRN NJU01004

    • [FCA CF] CASS oversight function (2 Nov 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (2 Nov 2020 to 31 Dec 2022)
    • CF28 Systems and controls (1 Nov 2007 to 21 Apr 2008)
    • CF11 Money Laundering Reporting (21 Oct 2005 to 7 Apr 2006)
    • CF13 Finance (21 Oct 2005 to 7 Apr 2006)
    • CF14 Risk Assessment (21 Oct 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (21 Oct 2005 to 7 Apr 2006)
    • CF1 Director (21 Oct 2005 to 21 Apr 2008)
  • Oliver Best

    IRN OXB01167

    • CF30 Customer (24 May 2013 to 5 Sep 2014)
  • Olivia Washer

    IRN OXW00020

    • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 8 Nov 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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