Investment and Tax Advisory Services Limited

• Principal Place of Business

  30A South Street

  Dorchester

  DT1 1BY

  UNITED KINGDOM

  Phone

  +4401202804549

  Web

  https://www.wilcoxyoung.co.uk

• Complaints Contact

  30A South Street

  Dorchester

  DT1 1BY

  UNITED KINGDOM

  Phone

  +4401202804549

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Guy Hobday

  IRN IGH01033

  • CF1 Director (AR) (23 Aug 2018 to 31 May 2019)
  • CF1 Director (11 Apr 2017 to 31 May 2019)
• Jason Kevin Britton

  IRN JKB01053

  • CF30 Customer (16 Jan 2012 to 3 Mar 2014)
• John Martin Russell

  IRN JMR00024

  • CF30 Customer (9 Jul 2009 to 1 Sep 2018)
• John Stephen David Shorter

  IRN JSS00006

  • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
  • CF21 Investment Adviser (20 Jun 2006 to 31 Oct 2007)
  • CF4 Partner (AR) (20 Jun 2006 to 24 Jan 2012)
• Lidia Hossell

  IRN LXK01388

  • CF30 Customer (24 Jan 2019 to 18 Oct 2019)
• Margaret Marie Green

  IRN MGG01026

  • CF1 Director (26 Apr 2002 to 31 Dec 2011)
• Mark Cerrada Benson

  IRN MCB01132

  • CF22 Investment Adviser (Trainee) (21 May 2003 to 31 May 2004)
• Mark Christopher Edwards

  IRN MCE00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 18 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 18 Sep 2023)
• Martin John Beadle

  IRN MJB00077

  • CF30 Customer (22 Mar 2016 to 11 Dec 2016)
• Maurice Cyril Coward

  IRN MCC01085

  • CF1 Director (26 Apr 2002 to 19 Jul 2007)

• Way Investment Services Ltd (no longer appointed)

  FRN 195275 · Appointed 14 Aug 2018 · Until 13 Sep 2021

• Tax Efficient Investments Limited (no longer appointed)

  FRN 630756 · Appointed 15 Feb 2016 · Until 31 Dec 2016

• The Shorter Byrne Partnership LLP (no longer appointed)

  FRN 452826 · Appointed 2 Jun 2006 · Until 19 Jul 2012

• Dominic (''Nick'') Butler (no longer appointed)

  FRN 436193 · Appointed 28 Jul 2005 · Until 28 Jul 2005

No changes recorded yet.