Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investment and Tax Advisory Services Limited
FRN 209529
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Sep 2023)
- [FCA CF] Client dealing (since 18 Sep 2023)
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- [FCA CF] Functions requiring qualifications (21 Jun 2022 to 30 Jun 2023)
- [FCA CF] Client dealing (21 Jun 2022 to 30 Jun 2023)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2008)
- CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
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- (2)Employed By (31 May 2005 to 15 Sep 2008)
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- CF22 Investment Adviser (Trainee) (14 Nov 2003 to 30 Jul 2004)
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- CF22 Investment Adviser (Trainee) (14 Nov 2003 to 30 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.