Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2023)
    • [FCA CF] Client dealing (since 18 Sep 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (21 Jun 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (21 Jun 2022 to 30 Jun 2023)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF21 Investment Adviser (31 May 2005 to 31 Oct 2007)
  • McIlivenny Reed & Co (no longer approved here)

    FRN 409432

    • (2)Employed By (31 May 2005 to 15 Sep 2008)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 30 Jul 2004)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 30 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.