Investcorp Securities Limited

• Principal Place of Business

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

  Web

  https://www.investcorp.com

• Complaints Contact

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Charles Wyndham Rogers-Coltman

  IRN CXR00218

  • [FCA CF] Client dealing (1 Jan 2021 to 6 Oct 2022)
• Christopher James O'Brien

  IRN CJO01040

  • CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2002 to 30 Jun 2004)
• Claudio Siniscalco

  IRN CXS01276

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Jul 2002)
• Craig Lawrence Sinfield-Hain

  IRN CLS01103

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (31 Aug 2017 to 8 Dec 2019)
  • CF28 Systems and controls (23 Jan 2009 to 8 Dec 2019)
• Daniel Jose Lopez-Cruz

  IRN DJL01164

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2023)
  • CF3 Chief Executive (17 Aug 2018 to 8 Dec 2019)
  • CF30 Customer (17 Sep 2014 to 8 Dec 2019)
  • CF1 Director (17 Sep 2014 to 8 Dec 2019)
• David Lee Cranston

  IRN DLC01060

  • CF30 Customer (20 Sep 2013 to 4 Nov 2016)
  • CF26 Customer Trading (17 Feb 2006 to 31 Oct 2007)
• Dennis Obiora Kehrberg

  IRN DOK01009

  • [FCA CF] Client dealing (since 31 Oct 2024)
  • SMF3 Executive Director (since 31 Oct 2024)
• Dirk Schmuecking

  IRN DXS01374

  • CF23 Corporate Finance Adviser (20 Mar 2002 to 3 Nov 2003)
• Dominic Guy Elias

  IRN DXE00097

  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Apr 2022)
• Elizabeth Ludwig

  IRN EXL01074

  • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2002)

No changes recorded yet.