Daniel Jose Lopez-Cruz

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investcorp Securities Limited

    FRN 139122

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2023)
    • CF3 Chief Executive (17 Aug 2018 to 8 Dec 2019)
    • CF1 Director (17 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (17 Sep 2014 to 8 Dec 2019)
  • Investcorp Credit Management EU Limited (no longer approved here)

    FRN 446483

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF2 Non Executive Director (6 Apr 2017 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (10 Dec 2003 to 4 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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