Investacc Limited

• Principal Place of Business

  Solway House Business Park

  Kingstown

  Carlisle

  CA6 4BY

  UNITED KINGDOM

  Phone

  +4401228538988

  Web

  https://www.investacc.co.uk

• Complaints Contact

  Solway House Business Park

  Kingstown

  Carlisle

  CA6 4BY

  UNITED KINGDOM

  Phone

  +4401228538988

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Chambers

  IRN JXC00111

  • CF30 Customer (1 Nov 2007 to 11 Aug 2009)
  • CF24 Pension Transfer Specialist (4 Nov 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Apr 2002 to 31 Oct 2007)
• John Robert Davidson

  IRN JRD00035

  • Appointed representative dealing with clients for which they require qualification (27 Aug 2021 to 17 Mar 2023)
  • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 17 Mar 2023)
  • CF1 Director (AR) (13 Jun 2016 to 1 Oct 2022)
  • CF30 Customer (7 Jun 2016 to 1 Oct 2022)
• Jonathan David Targett

  IRN JDT01089

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (25 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (25 Jan 2011 to 29 Jun 2012)
• Jonathan Paul Connell

  IRN JPC00054

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 24 Jun 2025)
  • Appointed representative dealing with clients for which they require qualification (since 27 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 27 Aug 2021)
  • CF30 Customer (since 16 Mar 2012)
  • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Julia Karen Barnes

  IRN JKB00007

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 1 Dec 2011)
  • CF1 Director (13 Jun 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Jun 2002 to 31 Oct 2007)
• Kevin Michael Collier

  IRN KMC00002

  • CF30 Customer (8 Jan 2009 to 11 May 2012)
• Lindsay Anne Marrs

  IRN LAM01144

  • CF1 Director (AR) (14 Jun 2016 to 22 Sep 2022)
• Mark Russell Grewer

  IRN MXG00847

  • CF1 Director (AR) (since 1 Jul 2025)
• Mary Costello

  IRN MXC01517

  • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 9 Sep 2003)
• Matthew Good

  IRN MXG07124

  • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 4 Mar 2024)
  • Appointed representative dealing with clients for which they require qualification (27 Aug 2021 to 4 Mar 2024)
  • CF30 Customer (30 Jun 2021 to 4 Mar 2024)

• Thomas Westcott Financial Management Ltd (no longer appointed)

  FRN 207990 · Appointed 31 Oct 2002 · Until 16 Nov 2015

• Myers Clark Financial Services Ltd (no longer appointed)

  FRN 208650 · Appointed 31 Oct 2002 · Until 2 Jan 2007

• Investacc PRS Limited (no longer appointed)

  FRN 217254 · Appointed 2 Aug 2002 · Until 31 Jan 2006

• DHC Financial Management Ltd (no longer appointed)

  FRN 194357 · Appointed 1 Dec 2001 · Until 22 Jan 2004

• DA Financial Services (Dalston) Limited (no longer appointed)

  FRN 200402 · Appointed 19 Dec 2000 · Until 11 May 2012

• Chartford Financial Management Ltd (no longer appointed)

  FRN 192085 · Appointed 1 Feb 2000 · Until 1 Jul 2015

• Fee Free Advice Ltd (no longer appointed)

  FRN 192084 · Appointed 1 Sep 1995 · Until 22 Jan 2004

• ATC Financial Management Ltd (no longer appointed)

  FRN 182384 · Appointed 7 Mar 1994 · Until 2 Jan 2012

No changes recorded yet.