Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 2 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 May 2024)
    • CF30 Customer (since 30 Apr 2024)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • Appointed representative dealing with clients for which they require qualification (27 Aug 2021 to 4 Mar 2024)
    • [FCA CF] Functions requiring qualifications (27 Aug 2021 to 4 Mar 2024)
    • CF30 Customer (30 Jun 2021 to 4 Mar 2024)
  • HGH Wealth Management Limited (no longer approved here)

    FRN 181462

    • (4)Employed By (30 Jun 2021 to 4 Mar 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (8 Mar 2021 to 19 Mar 2021)
    • [FCA CF] Functions requiring qualifications (8 Mar 2021 to 19 Mar 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (16 Apr 2019 to 26 Feb 2021)
  • The Financial Advice Service Ltd (no longer approved here)

    FRN 682428

    • Employed By (16 Apr 2019 to 26 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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