Date authorised
1 April 2013
Companies House
00949417
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perpetual Park
    Perpetual Park Drive
    Henley-on-Thames
    Oxfordshire
    RG9 1HH
    UNITED KINGDOM
    Phone
    +441491416032
  • Complaints Contact

    60 London Wall
    London
    EC2M 5TQ
    UNITED KINGDOM
    Phone
    +442075433560

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Silviu-Paul Dumitrescu

    IRN SXD01844

    • [FCA CF] Material risk taker (8 Jun 2021 to 31 Dec 2021)
  • Simon Cheng

    IRN SXC02253

    • CF30 Customer (9 Dec 2011 to 18 Jun 2019)
  • Simon Clinch

    IRN SAC01108

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2020)
    • CF30 Customer (9 Jul 2012 to 8 Dec 2019)
  • Simon David Redman

    IRN SDR01051

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 May 2021)
    • CF30 Customer (5 Nov 2007 to 8 Dec 2019)
  • Simon John Foster

    IRN SJF01102

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2019 to 8 Dec 2019)
  • Simon Martin Ferguson

    IRN SMF01064

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2025)
    • CF30 Customer (25 Mar 2013 to 8 Dec 2019)
  • Simon Nicolas Lue-Fong

    IRN SNL01011

    • CF27 Investment Management (1 Dec 2001 to 5 Dec 2003)
  • Simon Paul Chennell

    IRN SPC01060

    • CF27 Investment Management (1 Dec 2001 to 30 Mar 2007)
  • Simon Robert Laing

    IRN SRL01036

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2020)
    • CF30 Customer (8 Mar 2012 to 8 Dec 2019)
  • Sinead Mary Colton

    IRN SMC01192

    • CF27 Investment Management (8 Nov 2005 to 20 Apr 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.