Simon Robert Laing

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Wealth Management Limited

    FRN 120776

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • W1M Investment Management Limited

    FRN 116404

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2020)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2020)
    • CF30 Customer (8 Mar 2012 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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