Invesco Asset Management Limited

• Principal Place of Business

  Perpetual Park

  Perpetual Park Drive

  Henley-on-Thames

  Oxfordshire

  RG9 1HH

  UNITED KINGDOM

  Phone

  +441491416032

  Web

  http://www.invesco.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5TQ

  UNITED KINGDOM

  Phone

  +442075433560

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Andrew Batty

  IRN RAB01191

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Apr 2022)
  • CF30 Customer (12 Jul 2013 to 8 Dec 2019)
• Richard David Beggs

  IRN RDB01058

  • CF27 Investment Management (1 Dec 2001 to 23 Aug 2002)
• Richard Fenwick Smith

  IRN RFS01022

  • CF30 Customer (1 Nov 2007 to 4 Jul 2014)
  • CF27 Investment Management (22 Jul 2002 to 31 Oct 2007)
• Richard Gregory Underwood

  IRN RGU01000

  • [FCA CF] Material risk taker (since 12 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jun 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (9 Dec 2002 to 31 Oct 2007)
• Richard Leonard Douglas Chambers

  IRN RLC01079

  • 14. Managing investments
  • [FCA CF] Client dealing (since 31 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
• Richard Paul Glenn

  IRN RPG01024

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Richard Stuart Meachin

  IRN RSM01128

  • [FCA CF] Client dealing (since 7 Oct 2020)
  • [FCA CF] Functions requiring qualifications (7 Oct 2020 to 14 May 2025)
• Richard Twitchen

  IRN RXT00247

  • [FCA CF] Client dealing (19 Nov 2021 to 31 Mar 2022)
• Rita Bajaj

  IRN RXW01195

  • CF27 Investment Management (1 Dec 2001 to 10 Feb 2003)
• Rita Virginia Green

  IRN RVG01004

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 4 Mar 2002)

No changes recorded yet.