Richard Paul Glenn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Asset Management Limited

    FRN 122674

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (20 Jan 2017 to 28 Apr 2019)
    • [FCA CF] Manager of certification employee (2 Nov 2016 to 28 Apr 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 28 Apr 2019)
    • CF30 Customer (11 Feb 2009 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (20 Jan 2017 to 28 Apr 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 28 Apr 2019)
    • [FCA CF] Manager of certification employee (2 Nov 2016 to 28 Apr 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.