Richard Gregory Underwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Asset Management Limited

    FRN 122674

    • [FCA CF] Material risk taker (since 12 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (9 Dec 2002 to 31 Oct 2007)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2025)
    • CF30 Customer (11 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.