Invesco Asset Management Limited

• Principal Place of Business

  Perpetual Park

  Perpetual Park Drive

  Henley-on-Thames

  Oxfordshire

  RG9 1HH

  UNITED KINGDOM

  Phone

  +441491416032

  Web

  http://www.invesco.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5TQ

  UNITED KINGDOM

  Phone

  +442075433560

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dallas John McGillivray

  IRN DJM01287

  • CF11 Money Laundering Reporting (1 Dec 2001 to 12 May 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 12 May 2003)
• Daniel Anthony Dewar

  IRN DAD01037

  • [FCA CF] Manager of certification employee (since 17 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2025)
  • CF30 Customer (11 Dec 2013 to 8 Dec 2019)
• Daniel Roberts

  IRN RXD01135

  • CF27 Investment Management (7 Apr 2003 to 16 May 2003)
• David Adam McGillveray

  IRN MXD01198

  • CF27 Investment Management (1 Dec 2001 to 23 Aug 2002)
• David Alexander Millar

  IRN DAM01083

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2023)
  • CF30 Customer (12 Jul 2013 to 8 Dec 2019)
• David Allan Jubb

  IRN DAJ01074

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (12 Jul 2013 to 8 Dec 2019)
• David Cameron Manuel

  IRN DCM01056

  • CF27 Investment Management (1 Dec 2001 to 27 Feb 2004)
• David Edward Miller

  IRN DEM01044

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• David Edward Miller

  IRN DXM00279

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
• David George Moss

  IRN DGM01068

  • CF27 Investment Management (1 Dec 2001 to 1 Jul 2003)

No changes recorded yet.