Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 17 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2025)
    • CF30 Customer (11 Dec 2013 to 8 Dec 2019)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF30 Customer (1 Nov 2007 to 24 May 2013)
    • CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.