Intesa Sanpaolo SpA

• Principal Place of Business

  Intesa San Paolo S P A, 90 Queen Street

  London

  City Of London

  EC4N 1SA

  UNITED KINGDOM

  Phone

  +4402076513000

  Web

  https://imi.intesasanpaolo.com/en/

• Complaints Contact

  Intesa San Paolo S P A, 90 Queen Street

  London

  City Of London

  EC4N 1SA

  UNITED KINGDOM

  Phone

  +4402076513000

• Bank Deposits

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Koppi

  IRN PXK01271

  • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
  • CF21 Investment Adviser (25 May 2006 to 31 Oct 2007)
• Philip Jonathan Sharpe

  IRN PJS01201

  • CF21 Investment Adviser (28 Nov 2002 to 31 Mar 2003)
• Philip William John Exworthy

  IRN PWE01013

  • CF30 Customer (1 Nov 2007 to 15 Sep 2011)
  • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
• Phillip Brigham

  IRN PXB00076

  • [FCA CF] Client dealing (since 3 Mar 2023)
• Pierpaolo Rinaldo

  IRN PXR01653

  • [FCA CF] Significant management (28 Nov 2024 to 1 Jul 2025)
  • [FCA CF] Client dealing (12 Aug 2020 to 1 Jul 2025)
  • [FCA CF] Manager of certification employee (12 Aug 2020 to 1 Jul 2025)
• Pierre-Henri Philippe Guillemin

  IRN PPG01022

  • [FCA CF] Client dealing (12 Aug 2020 to 31 Dec 2021)
• Piers Roberts

  IRN PXR38432

  • [FCA CF] Significant management (2 Jan 2018 to 31 Mar 2021)
• Rene Bollendorff

  IRN RXB01306

  • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)
• Riccardo Segre

  IRN RXS00788

  • [FCA CF] Proprietary trader (since 7 Dec 2023)
  • [FCA CF] Client dealing (25 Nov 2022 to 7 Dec 2023)
• Richard Adams

  IRN RXA01268

  • CF16 Significant Mgt (Desgntd Investment Business) (2 Sep 2003 to 31 Mar 2004)

No changes recorded yet.