Intesa Sanpaolo SpA

• Principal Place of Business

  Intesa San Paolo S P A, 90 Queen Street

  London

  City Of London

  EC4N 1SA

  UNITED KINGDOM

  Phone

  +4402076513000

  Web

  https://imi.intesasanpaolo.com/en/

• Complaints Contact

  Intesa San Paolo S P A, 90 Queen Street

  London

  City Of London

  EC4N 1SA

  UNITED KINGDOM

  Phone

  +4402076513000

• Bank Deposits

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Allen Liebars

  IRN RAL01101

  • CF16 Significant Mgt (Desgntd Investment Business) (31 May 2006 to 31 Aug 2007)
  • CF21 Investment Adviser (31 May 2006 to 31 Aug 2007)
• Richard Ellis

  IRN RXE01075

  • CF26 Customer Trading (2 Jan 2007 to 10 Jul 2007)
  • CF21 Investment Adviser (2 Jan 2007 to 10 Jul 2007)
• Richard Gregory Oliver

  IRN RGO01005

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2004)
• Richard Guy Pashley

  IRN RGP01029

  • CF30 Customer (1 Nov 2007 to 16 Sep 2011)
  • CF23 Corporate Finance Adviser (3 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Jan 2007 to 31 Oct 2007)
• Richard James Patey

  IRN RXP01400

  • [FCA CF] Significant management (since 28 Nov 2024)
  • [FCA CF] Manager of certification employee (since 22 Jan 2024)
  • [FCA CF] Client dealing (since 1 Apr 2022)
• Richard Scott King

  IRN RSK01014

  • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
  • CF21 Investment Adviser (26 May 2006 to 31 Oct 2007)
• Richard Zatta

  IRN RXZ01030

  • CF30 Customer (3 Jul 2008 to 5 Jul 2010)
• Robert William Smith

  IRN RWS01075

  • CF26 Customer Trading (1 Dec 2001 to 2 Jan 2004)
• Roberto Buonerba

  IRN RXB00765

  • [FCA CF] Client dealing (since 1 Mar 2023)
• Roberto Di Muro

  IRN RXD01153

  • CF26 Customer Trading (1 Dec 2001 to 17 Mar 2003)

No changes recorded yet.