Richard James Patey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Intesa Sanpaolo SpA

    FRN 191858

    • [FCA CF] Significant management (since 28 Nov 2024)
    • [FCA CF] Manager of certification employee (since 22 Jan 2024)
    • [FCA CF] Client dealing (since 1 Apr 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (1 Oct 2020 to 3 Aug 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 3 Aug 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (19 Feb 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (8 Aug 2016 to 30 Sep 2020)
    • CF30 Customer (22 May 2013 to 7 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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