Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 10 Nov 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Nov 2022)
    • CF21 Investment Adviser (14 Jul 2003 to 1 Mar 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (6 Aug 2002 to 10 Jun 2003)
  • Intesa Sanpaolo SpA (no longer approved here)

    FRN 191858

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.