International Asset Management limited

• Principal Place of Business

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402077348488

  Web

  https://www.iam.uk.com

• Complaints Contact

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442077348488

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kevin Nigel Smith

  IRN KNS01005

  • CF1 Director (12 Apr 2006 to 28 Feb 2007)
• Kevin Peter Brennan

  IRN KPB01024

  • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
  • CF21 Investment Adviser (13 Jul 2005 to 31 Oct 2007)
• Lawrence Berner

  IRN LXB01556

  • [FCA CF] Significant management (11 Mar 2021 to 30 Nov 2022)
  • [FCA CF] Client dealing (11 Mar 2021 to 30 Nov 2022)
  • [FCA CF] Material risk taker (11 Mar 2021 to 30 Nov 2022)
• Linus Sone Etube

  IRN LSE01002

  • CF21 Investment Adviser (1 May 2002 to 22 Sep 2003)
• Maria Victoria Lorente

  IRN MXL01203

  • [FCA CF] Manager of certification employee (since 11 Mar 2021)
  • [FCA CF] Significant management (since 11 Mar 2021)
  • [FCA CF] Material risk taker (since 11 Mar 2021)
  • [FCA CF] Client dealing (since 11 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (7 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (29 Apr 2014 to 8 Dec 2019)
  • CF1 Director (29 Apr 2014 to 8 Dec 2019)
• Mark Ronald Shenkman

  IRN MRS01247

  • CF1 Director (AR) (15 Jun 2009 to 13 Feb 2013)
  • CF30 Customer (15 Jun 2009 to 13 Feb 2013)
• Marzouk Yousef Al-Bader

  IRN MXA01220

  • CF21 Investment Adviser (22 May 2003 to 31 Jan 2004)
• Matthew Elstrop

  IRN MXE01709

  • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
• Mehulkumar Kanubhai Mahijibhai Patel

  IRN MKP01035

  • CF30 Customer (1 Nov 2007 to 12 Jul 2012)
  • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
• Michael Wahnich

  IRN MXW02053

  • CF30 Customer (9 Jan 2014 to 28 Oct 2014)

• True Partner Capital UK LLP (no longer appointed)

  FRN 969717 · Appointed 13 Feb 2022 · Until 30 Jun 2024

• Robert Kavanagh (no longer appointed)

  FRN 917633 · Appointed 1 Dec 2019 · Until 9 Mar 2022

• Niklas Johannes Hainlein (no longer appointed)

  FRN 787527 · Appointed 24 Aug 2017 · Until 24 Jul 2018

• Shenkman Capital Management Ltd (no longer appointed)

  FRN 501726 · Appointed 29 May 2009 · Until 14 Feb 2013 · Tied agent

No changes recorded yet.