Interactive Investor Services Limited

Date authorised
1 April 2013
Companies House
02101863
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Interactive Investor
    201 Deansgate
    Manchester
    M3 3NW
    UNITED KINGDOM
    Phone
    +443456076001
    Web
    https://www.ii.co.uk

  • Complaints Contact

    Interactive Investor
    201 Deansgate
    Manchester
    M3 3NW
    UNITED KINGDOM
    Phone
    +443456076001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Niall Philip John Cook

    IRN NPC01059

    • CF30 Customer (1 Nov 2007 to 17 Nov 2011)
    • CF26 Customer Trading (4 Jul 2003 to 31 Oct 2007)
  • Nicholas Andrew Richardson

    IRN NAR01061

    • CF30 Customer (9 Apr 2010 to 27 Mar 2012)
  • Nicholas Beardsmore

    IRN NXB01153

    • CF26 Customer Trading (20 Apr 2004 to 16 Jan 2006)
  • Nicholas John Jones

    IRN NJJ01031

    • CF30 Customer (1 Nov 2007 to 5 Aug 2011)
    • CF26 Customer Trading (5 Dec 2005 to 31 Oct 2007)
  • Noel Thomas Butwell

    IRN NXB08354

    • Director of firm who is not a certification employee or a SMF manager (26 Oct 2022 to 27 Jan 2026)
  • Obrempong Owusu Manu

    IRN OOM01003

    • CF30 Customer (17 Jul 2009 to 30 Dec 2014)
  • Oliver Baldwin

    IRN OXB00043

    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Oliver Charles Kettlewell

    IRN OCK01001

    • CF30 Customer (24 Jun 2015 to 11 Sep 2015)
  • Partap Rai

    IRN PXR01208

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF26 Customer Trading (5 Mar 2003 to 31 Oct 2007)
  • Pasqualina Anna Scala

    IRN PAS01290

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF26 Customer Trading (4 Jul 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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