Nicholas Beardsmore

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IM ASSET MANAGEMENT LIMITED
FRN 402770
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
- [FCA CF] Client dealing (since 5 Dec 2022)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
- CF30 Customer (15 Mar 2011 to 8 Dec 2019)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF30 Customer (1 Nov 2007 to 11 Mar 2011)
- CF26 Customer Trading (13 Jan 2006 to 31 Oct 2007)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF26 Customer Trading (20 Apr 2004 to 16 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.