INTEGRATED FINANCIAL ARRANGEMENTS LTD

• Principal Place of Business

  4th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076084900

  Web

  https://www.transact-online.co.uk

• Complaints Contact

  4th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076084900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Trades With You Directly

  For Retail (Investment), Rights to or interests in investments (Security)

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  • · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brenden Curtis

  IRN BXC48096

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
• Brian Radbone

  IRN BPR01015

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Apr 2023)
  • CF27 Investment Management (1 Dec 2001 to 4 Sep 2004)
• Callum Stocks

  IRN CXS00970

  • [FCA CF] Functions requiring qualifications (1 Feb 2025 to 1 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Feb 2025 to 1 Sep 2025)
  • [FCA CF] Client dealing (1 Feb 2025 to 1 Sep 2025)
• Carol Richards

  IRN CXR48118

  • 16. Safeguarding and administering investments or holding client money
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Manager of certification employee (since 1 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
• Charles Robert Lister

  IRN CRL01026

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
  • CF2 Non Executive Director (25 Oct 2019 to 8 Dec 2019)
• Charlotte Singer

  IRN CXS74628

  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 2 Aug 2022)
  • [FCA CF] Manager of certification employee (1 Nov 2021 to 2 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 2 Aug 2022)
• Christopher Iain Craddock Munro

  IRN CIM01017

  • SMF12 Chair of the Remuneration Committee (24 Jun 2021 to 9 Jul 2024)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Aug 2020)
  • CF2 Non Executive Director (1 Feb 2017 to 8 Dec 2019)
• Christopher Wales

  IRN CXW01492

  • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Aug 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 30 Aug 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Aug 2024)
• Connor Halsey

  IRN CXH48101

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 22 Sep 2023)
• Cornelis Jacob Brits Wilcocks

  IRN CXW00839

  • [FCA CF] Significant management (since 13 Apr 2026)
  • [FCA CF] Material risk taker (since 13 Apr 2026)

No changes recorded yet.