INTEGRATED FINANCIAL ARRANGEMENTS LTD

• Principal Place of Business

  4th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076084900

  Web

  https://www.transact-online.co.uk

• Complaints Contact

  4th Floor

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076084900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Trades With You Directly

  For Retail (Investment), Rights to or interests in investments (Security)

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  • · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Limited to investment management activities and in carrying on these activities to the customer type "retail client".

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daisy Jay

  IRN DXJ00247

  • [FCA CF] Client dealing (21 Oct 2022 to 13 Apr 2026)
• Damien James Ian Francis

  IRN DXF00272

  • SMF24 Chief Operations (since 19 Jul 2023)
• Daniel Terry

  IRN DXT00250

  • [FCA CF] Manager of certification employee (1 Feb 2025 to 13 Apr 2026)
  • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 13 Apr 2026)
• Daniela Ciucalau

  IRN DXC48092

  • [FCA CF] Client dealing (9 Dec 2020 to 23 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 May 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 23 May 2024)
• Darren Anthony Harrison

  IRN DAH01125

  • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jun 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 29 Jun 2006)
• David Cosgrove

  IRN DXC00246

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
• David Graham Charles Johnson

  IRN DGJ01047

  • [FCA CF] Significant management (since 1 Jan 2026)
  • [FCA CF] Manager of certification employee (since 31 Jul 2025)
  • [FCA CF] Material risk taker (since 31 Jul 2025)
  • SMF24 Chief Operations (2 May 2023 to 31 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jul 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2023)
  • CF10a CASS Oversight function (22 Dec 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Sep 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Mar 2009 to 8 Dec 2019)
• David Styles

  IRN DXS01098

  • [FCA CF] Material risk taker (since 23 Dec 2024)
• Dillan Muthaiah

  IRN DXM48114

  • [FCA CF] Client dealing (9 Dec 2020 to 2 Sep 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 2 Sep 2022)
• Dylan De Caires

  IRN DXD00315

  • 16. Safeguarding and administering investments or holding client money
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 22 Nov 2022)

No changes recorded yet.