Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 17 Nov 2025)
    • [FCA CF] Manager of certification employee (since 31 Jul 2025)
    • SMF18 Other Overall Responsibility (4 Jul 2023 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 4 Jul 2023)
    • SMF16 Compliance Oversight (10 Dec 2018 to 4 Jul 2023)
    • CF11 Money Laundering Reporting (11 Sep 2009 to 9 Dec 2018)
    • CF10 Compliance Oversight (10 Mar 2009 to 9 Dec 2018)
    • [FCA CF] Significant management (since 1 Jan 2026)
    • [FCA CF] Manager of certification employee (since 31 Jul 2025)
    • [FCA CF] Material risk taker (since 31 Jul 2025)
    • SMF24 Chief Operations (2 May 2023 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2023)
    • CF10a CASS Oversight function (22 Dec 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Sep 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Mar 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.