Charles Robert Lister

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RELIANCE BANK LIMITED
FRN 204537
- Director of firm who is not a certification employee or a SMF manager (since 28 Feb 2025)
INTEGRATED FINANCIAL ARRANGEMENTS LTD
FRN 190856
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
- CF2 Non Executive Director (25 Oct 2019 to 8 Dec 2019)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- SMF9 Chair of the Governing Body (9 Dec 2019 to 20 Jul 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 24 Oct 2022)
- CF2 Non Executive Director (26 Jun 2012 to 8 Dec 2019)
Franklin Templeton Fund Management Limited (no longer approved here)
FRN 122222
- CF2 Non Executive Director (24 Feb 2010 to 18 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.