Insight Investment Management (Global) Limited

• Principal Place of Business

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442071634000

  Web

  http://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Charles Wilson

  IRN RCW01059

  • SMF12 Chair of the Remuneration Committee (9 May 2025 to 31 Dec 2025)
  • Director of firm who is not a certification employee or a SMF manager (18 May 2021 to 31 Dec 2025)
• Richard Clement Morgan

  IRN RCM01073

  • CF27 Investment Management (20 Jan 2005 to 13 Oct 2006)
• Richard Denzil Howarth

  IRN RDH01042

  • CF30 Customer (1 Nov 2007 to 11 Jul 2016)
  • CF27 Investment Management (3 Mar 2003 to 31 Oct 2007)
• Richard Edwin Winwood Robinson

  IRN RER01016

  • CF1 Director (1 Dec 2001 to 31 Jan 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)
• Richard Holmes

  IRN RJH01460

  • [FCA CF] Significant management (9 Dec 2019 to 20 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Feb 2026)
  • CF28 Systems and controls (8 Apr 2014 to 8 Dec 2019)
• Richard James Eaton

  IRN RJE01136

  • CF30 Customer (1 Apr 2011 to 2 Aug 2011)
• Richard James Lloyd

  IRN RJL01082

  • CF30 Customer (27 Mar 2009 to 29 Sep 2010)
• Richard John Stuart Wiseman

  IRN RJW01189

  • CF30 Customer (1 Nov 2007 to 2 Nov 2009)
  • CF27 Investment Management (24 Feb 2003 to 31 Oct 2007)
• Richard Jonathon Dryer

  IRN RJD01081

  • CF27 Investment Management (31 Dec 2003 to 24 Aug 2007)
• Richard Jones

  IRN RXJ00375

  • [FCA CF] Client dealing (since 4 Mar 2026)

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