Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (15 May 2006 to 31 Oct 2007)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2008)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF27 Investment Management (4 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Nov 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Nov 2004 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF27 Investment Management (15 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.