Insight Investment Management (Global) Limited

• Principal Place of Business

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442071634000

  Web

  http://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria St

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Howard Clifford

  IRN DHC01039

  • CF27 Investment Management (1 Jul 2005 to 19 May 2006)
• Denise Wanda Saber

  IRN DWS01038

  • CF30 Customer (1 Nov 2007 to 2 Nov 2009)
  • CF21 Investment Adviser (24 May 2007 to 31 Oct 2007)
• Diane Stanning

  IRN DHK01011

  • [FCA CF] Manager of certification employee (28 Apr 2022 to 30 May 2023)
  • [FCA CF] Material risk taker (28 May 2021 to 30 May 2023)
  • [FCA CF] Client dealing (28 May 2021 to 30 May 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
• Dianne Carol Hardman

  IRN DCH01049

  • CF30 Customer (14 Jan 2009 to 1 Dec 2009)
  • CF26 Customer Trading (18 Mar 2003 to 31 Oct 2007)
  • CF27 Investment Management (3 Mar 2003 to 18 Mar 2003)
• Dieter Alexander Adamiuk

  IRN DAA01034

  • CF26 Customer Trading (1 Dec 2001 to 7 Feb 2003)
• Dimitrios Theodorikas

  IRN DXT19731

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Sep 2019 to 8 Dec 2019)
• Dominic Mark Neary

  IRN DMN01013

  • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
  • CF27 Investment Management (3 Mar 2003 to 31 Oct 2007)
• Donna Hoad

  IRN DXH01748

  • CF30 Customer (23 Jul 2008 to 18 Mar 2009)
• Douglas Ferrans

  IRN DXF01086

  • CF2 Non Executive Director (1 Apr 2008 to 10 Jun 2009)
  • Responsible for Insurance Mediation (8 Mar 2006 to 30 Jun 2007)
  • CF8 Apportionment and Oversight (24 Jan 2003 to 30 Jun 2007)
  • CF1 Director (24 Jan 2003 to 31 Mar 2008)
  • CF3 Chief Executive (24 Jan 2003 to 30 Jun 2007)
• Douglas Steel

  IRN DXS01268

  • CF30 Customer (8 Mar 2011 to 31 Jul 2017)

No changes recorded yet.