Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • [FCA CF] Manager of certification employee (28 Apr 2022 to 30 May 2023)
    • [FCA CF] Material risk taker (28 May 2021 to 30 May 2023)
    • [FCA CF] Client dealing (28 May 2021 to 30 May 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
  • Insight Investment International Limited (no longer approved here)

    FRN 416024

    • [FCA CF] Manager of certification employee (28 Apr 2022 to 30 May 2023)
    • [FCA CF] Material risk taker (28 May 2021 to 30 May 2023)
    • [FCA CF] Client dealing (28 May 2021 to 30 May 2023)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (20 Jan 2004 to 11 Oct 2006)
    • CF27 Investment Management (1 Dec 2001 to 11 Oct 2006)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (1 Dec 2001 to 11 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.