Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Jul 2013 to 31 Jul 2017)
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- CF30 Customer (8 Mar 2011 to 31 Jul 2017)
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- CF30 Customer (1 Nov 2007 to 3 Mar 2011)
- CF21 Investment Adviser (25 Feb 2004 to 31 Oct 2007)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 1 Sep 2002)
- CF26 Customer Trading (1 Dec 2001 to 1 Sep 2002)
- CF27 Investment Management (1 Dec 2001 to 1 Sep 2002)
- CF1 Director (1 Dec 2001 to 1 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.