Insight Investment International Limited

• Principal Place of Business

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +4402071634000

  Web

  https://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Charles Coney

  IRN KCC01018

  • CF30 Customer (1 Jul 2013 to 21 Sep 2018)
• Kevin Michael Tolan

  IRN KMT01034

  • CF11 Money Laundering Reporting (13 Apr 2006 to 20 Oct 2006)
• Kutty Yau

  IRN KXY01060

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (5 Jan 2017 to 8 Dec 2019)
• Lauren Brady

  IRN LXB00115

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
• Lauren O'Reilly

  IRN LXO01121

  • CF30 Customer (1 Jul 2013 to 10 Jul 2017)
• Laurie O'Donoghue

  IRN LXO01033

  • CF30 Customer (14 Feb 2012 to 15 Jan 2014)
  • CF1 Director (AR) (20 Mar 2006 to 22 Jan 2014)
  • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 1 Aug 2005)
• Laximinarain Athreya

  IRN LXA01159

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• Lee Hutson-Pope

  IRN LXH00265

  • [FCA CF] Material risk taker (11 May 2021 to 1 Mar 2023)
• Lee Mark Brecht

  IRN LMB01059

  • CF30 Customer (1 Jul 2013 to 9 Jun 2016)
• Lee Philip Palmer

  IRN LPP01014

  • CF10 Compliance Oversight (4 Dec 2017 to 31 Dec 2018)
  • CF11 Money Laundering Reporting (4 Dec 2017 to 31 Dec 2018)

• Pareto Australia Pty Limited (no longer appointed)

  FRN 448112 · Appointed 13 Feb 2006 · Until 28 Jan 2014

• Pareto New York LLC (no longer appointed)

  FRN 448110 · Appointed 13 Feb 2006 · Until 28 Jan 2014

No changes recorded yet.