Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (4 Dec 2017 to 31 Dec 2018)
- CF11 Money Laundering Reporting (4 Dec 2017 to 31 Dec 2018)
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- CF11 Money Laundering Reporting (27 Oct 2016 to 31 Dec 2018)
- CF10a CASS Oversight function (1 Oct 2011 to 23 Apr 2012)
- CF10 Compliance Oversight (17 Aug 2006 to 31 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.