Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
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Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Eligible Counterparty, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard David Hine
IRN RDH01048
- (86)CF21 Investment Adviser (1 Dec 2001 to 2 May 2002)
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Richard Frederick Robert Bradfield
IRN RFB01058
- (190)[FCA CF] Manager of certification employee (since 7 May 2025)
- (189)[FCA CF] Client dealing (since 6 Jan 2025)
- (191)[FCA CF] Proprietary trader (since 6 Jan 2025)
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Richard Gathercole
IRN RBG01011
- (1916)CF21 Investment Adviser (21 Apr 2004 to 31 Jul 2007)
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Richard Henry Edwards
IRN RXE00086
- (444)[FCA CF] Client dealing (since 20 Feb 2025)
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Richard James Parkes
IRN RJP01140
- (1994)CF21 Investment Adviser (29 Jan 2002 to 17 Mar 2006)
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Richard John Clayton
IRN RJC01196
- (1067)CF23 Corporate Finance Adviser (1 Apr 2003 to 5 Mar 2004)
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Richard John Wyclif Henderson
IRN RJH01178
- (541)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (542)CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
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Richard Jonathan Hoskin
IRN RJH01172
- (650)CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2003)
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Richard Kevin Ryan
IRN RKR01012
- (974)CF30 Customer (1 Nov 2007 to 31 Jul 2010)
- (975)CF21 Investment Adviser (11 May 2004 to 31 Oct 2007)
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Richard Matthew Games
IRN RMG01049
- (342)CF30 Customer (1 Nov 2007 to 14 Aug 2008)
- (343)CF23 Corporate Finance Adviser (3 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (256)[FCA CF] Manager of certification employee
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controlled function added: (255)[FCA CF] Client dealing
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controlled function added: (254)[FCA CF] Proprietary trader
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controlled function added: (253)[FCA CF] Manager of certification employee
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controlled function added: (252)[FCA CF] Material risk taker
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controlled function added: (251)[FCA CF] Client dealing
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controlled function added: (250)[PRA CF] Significant risk taker or Material risk taker
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controlled function added: (249)[FCA CF] Proprietary trader
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controlled function added: (248)[FCA CF] Manager of certification employee
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controlled function added: (247)[FCA CF] Client dealing