Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF21 Investment Adviser (20 Oct 2006 to 22 Jan 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.