Richard Gathercole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (24 Aug 2018 to 29 Sep 2021)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (11 Jan 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (21 Apr 2004 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.